Our Staff has compiled our research into a database of FINRA Broker Allegations for William Montgomery Cerf.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| William Montgomery Cerf | 2269462 | 6 | 09/07/2023 | Customer Dispute | Pending | $3,000,000.00 | $0.00 | See Allegations |
| William Montgomery Cerf | 2269462 | 6 | 07/06/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| William Montgomery Cerf | 2269462 | 6 | 12/15/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| William Montgomery Cerf | 2269462 | 6 | 06/22/2020 | Customer Dispute | Award / Judgment | $1,109,480.00 | $0.00 | See Allegations |
| William Montgomery Cerf | 2269462 | 6 | 02/07/2020 | Customer Dispute | Award / Judgment | $2,200,000.00 | $0.00 | See Allegations |
| William Montgomery Cerf | 2269462 | 6 | 09/05/2019 | Customer Dispute | Award / Judgment | $7,000,000.00 | $0.00 | See Allegations |