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FINRA Broker Allegations for Frank Harmon Black

Our Staff has compiled our research into a database of FINRA Broker Allegations for Frank Harmon Black.

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Displaying 4 out of 4 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Frank Harmon Black224511203/17/2014Customer DisputeAward / Judgment$42,000.00$52,152.00See Allegations
Frank Harmon Black224511203/18/1998Customer DisputeAward / Judgment$100,001.00$15,750.00See Allegations
Frank Harmon Black224511210/24/1996Customer DisputeSettled$53,000.00$0.00See Allegations
Frank Harmon Black224511201/01/1983Customer DisputeAward / Judgment$18,000.00$12,500.00See Allegations

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