Our Staff has compiled our research into a database of FINRA Broker Allegations for Frank Harmon Black.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Frank Harmon Black | 22451 | 12 | 09/15/2015 | Regulatory | On Appeal | $0.00 | $0.00 | See Allegations |
| Frank Harmon Black | 22451 | 12 | 08/19/2015 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Frank Harmon Black | 22451 | 12 | 03/17/2014 | Customer Dispute | Award / Judgment | $42,000.00 | $52,152.00 | See Allegations |
| Frank Harmon Black | 22451 | 12 | 03/26/2013 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Frank Harmon Black | 22451 | 12 | 03/18/1998 | Customer Dispute | Award / Judgment | $100,001.00 | $15,750.00 | See Allegations |
| Frank Harmon Black | 22451 | 12 | 11/05/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Frank Harmon Black | 22451 | 12 | 10/24/1996 | Customer Dispute | Settled | $53,000.00 | $0.00 | See Allegations |
| Frank Harmon Black | 22451 | 12 | 08/05/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Frank Harmon Black | 22451 | 12 | 01/01/1983 | Customer Dispute | Award / Judgment | $18,000.00 | $12,500.00 | See Allegations |