Potomac Analytics' Logo

FINRA Broker Allegations for Thomas Burgess Hamlin

Our Staff has compiled our research into a database of FINRA Broker Allegations for Thomas Burgess Hamlin.

Search by Allegation Text:

Date Range:

to

Filter by:

Sort by:

Displaying 8 out of 8 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Thomas Burgess Hamlin22085051001/29/2024Customer DisputeSettled$108,000.00$0.00See Allegations
Thomas Burgess Hamlin22085051012/14/2023Customer DisputeSettled$168,000.00$0.00See Allegations
Thomas Burgess Hamlin22085051012/12/2023Customer DisputeSettled$189,204.00$0.00See Allegations
Thomas Burgess Hamlin22085051012/11/2023Customer DisputeSettled$2,000,000.00$0.00See Allegations
Thomas Burgess Hamlin22085051012/05/2023Customer DisputeSettled$504,476.00$0.00See Allegations
Thomas Burgess Hamlin22085051011/27/2023Customer DisputeSettled$500,000.00$0.00See Allegations
Thomas Burgess Hamlin22085051010/09/2023Customer DisputeSettled$285,000.00$0.00See Allegations
Thomas Burgess Hamlin22085051009/21/2023Customer DisputeSettled$355,000.00$0.00See Allegations

8 Results

Display: