Our Staff has compiled our research into a database of FINRA Broker Allegations for Thomas Burgess Hamlin.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Thomas Burgess Hamlin | 2208505 | 10 | 09/09/2024 | Customer Dispute | Pending | $650,000.00 | $0.00 | See Allegations |
Thomas Burgess Hamlin | 2208505 | 10 | 01/29/2024 | Customer Dispute | Settled | $108,000.00 | $0.00 | See Allegations |
Thomas Burgess Hamlin | 2208505 | 10 | 12/14/2023 | Customer Dispute | Settled | $168,000.00 | $0.00 | See Allegations |
Thomas Burgess Hamlin | 2208505 | 10 | 12/12/2023 | Customer Dispute | Settled | $189,204.00 | $0.00 | See Allegations |
Thomas Burgess Hamlin | 2208505 | 10 | 12/11/2023 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See Allegations |
Thomas Burgess Hamlin | 2208505 | 10 | 12/05/2023 | Customer Dispute | Settled | $504,476.00 | $0.00 | See Allegations |
Thomas Burgess Hamlin | 2208505 | 10 | 11/27/2023 | Customer Dispute | Settled | $500,000.00 | $0.00 | See Allegations |
Thomas Burgess Hamlin | 2208505 | 10 | 10/09/2023 | Customer Dispute | Settled | $285,000.00 | $0.00 | See Allegations |
Thomas Burgess Hamlin | 2208505 | 10 | 09/21/2023 | Customer Dispute | Settled | $355,000.00 | $0.00 | See Allegations |
Thomas Burgess Hamlin | 2208505 | 10 | 11/08/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations |