Our Staff has compiled our research into a database of FINRA Broker Allegations for Eric James Brown.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Eric James Brown | 2203972 | 4 | 06/30/2009 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Eric James Brown | 2203972 | 4 | 04/24/2007 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Eric James Brown | 2203972 | 4 | 12/05/2005 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Eric James Brown | 2203972 | 4 | 04/06/2004 | Regulatory | On Appeal | $0.00 | $0.00 | See Allegations |