Our Staff has compiled our research into a database of FINRA Broker Allegations for Eric James Brown.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Eric James Brown | 2203972 | 4 | 04/06/2004 | Regulatory | On Appeal | $0.00 | $0.00 | See Allegations |