Our Staff has compiled our research into a database of FINRA Broker Allegations for Stephen E Trask.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Stephen E Trask | 1837307 | 10 | 03/05/2013 | Customer Dispute | Denied | $50,000.00 | $0.00 | See Allegations |
Stephen E Trask | 1837307 | 10 | 09/29/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |