Our Staff has compiled our research into a database of FINRA Broker Allegations for Stephen E Trask.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Stephen E Trask | 1837307 | 10 | 03/09/2023 | Customer Dispute | Settled | $150,000.00 | $0.00 | See Allegations |
| Stephen E Trask | 1837307 | 10 | 01/09/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Stephen E Trask | 1837307 | 10 | 04/22/2020 | Customer Dispute | Award / Judgment | $1,100,000.00 | $200,000.00 | See Allegations |
| Stephen E Trask | 1837307 | 10 | 03/05/2013 | Customer Dispute | Denied | $50,000.00 | $0.00 | See Allegations |
| Stephen E Trask | 1837307 | 10 | 11/05/2012 | Customer Dispute | Settled | $200,000.00 | $0.00 | See Allegations |
| Stephen E Trask | 1837307 | 10 | 02/16/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Stephen E Trask | 1837307 | 10 | 09/29/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| Stephen E Trask | 1837307 | 10 | 04/10/2001 | Customer Dispute | Settled | $59,330.00 | $0.00 | See Allegations |