Our Staff has compiled our research into a database of FINRA Broker Allegations for Brad Curtis Brooks.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Brad Curtis Brooks | 1584633 | 9 | 01/16/2024 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Brad Curtis Brooks | 1584633 | 9 | 10/17/2016 | Regulatory | On Appeal | $0.00 | $0.00 | See Allegations |
| Brad Curtis Brooks | 1584633 | 9 | 05/22/2009 | Regulatory | Final | $0.00 | $0.00 | See Allegations |