Our Staff has compiled our research into a database of FINRA Broker Allegations for Brad Curtis Brooks.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Brad Curtis Brooks | 1584633 | 9 | 01/16/2024 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Brad Curtis Brooks | 1584633 | 9 | 07/24/2018 | Customer Dispute | Settled | $183,691.00 | $0.00 | See Allegations |
| Brad Curtis Brooks | 1584633 | 9 | 10/27/2017 | Customer Dispute | Settled | $300,000.00 | $0.00 | See Allegations |
| Brad Curtis Brooks | 1584633 | 9 | 10/17/2016 | Regulatory | On Appeal | $0.00 | $0.00 | See Allegations |
| Brad Curtis Brooks | 1584633 | 9 | 05/22/2009 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Brad Curtis Brooks | 1584633 | 9 | 01/08/1999 | Customer Dispute | Award / Judgment | $275,000.00 | $87,229.40 | See Allegations |
| Brad Curtis Brooks | 1584633 | 9 | 11/18/1998 | Customer Dispute | Settled | $20,000.00 | $0.00 | See Allegations |
| Brad Curtis Brooks | 1584633 | 9 | 01/25/1994 | Customer Dispute | Settled | $13,250.00 | $0.00 | See Allegations |
| Brad Curtis Brooks | 1584633 | 9 | 06/08/1992 | Customer Dispute | Award / Judgment | $70,098.00 | $33,225.00 | See Allegations |