Our Staff has compiled our research into a database of FINRA Broker Allegations for Robert Smith Gesdorf.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Robert Smith Gesdorf | 1474294 | 7 | 03/19/2014 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
Robert Smith Gesdorf | 1474294 | 7 | 11/19/2013 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
Robert Smith Gesdorf | 1474294 | 7 | 12/18/2012 | Regulatory | Final | $0.00 | $0.00 | See Allegations |