Our Staff has compiled our research into a database of FINRA Broker Allegations for Robert Smith Gesdorf.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Robert Smith Gesdorf | 1474294 | 7 | 03/20/2014 | Customer Dispute | Settled | $20,932.10 | $0.00 | See Allegations |
| Robert Smith Gesdorf | 1474294 | 7 | 03/19/2014 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Robert Smith Gesdorf | 1474294 | 7 | 11/19/2013 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Robert Smith Gesdorf | 1474294 | 7 | 12/18/2012 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Robert Smith Gesdorf | 1474294 | 7 | 06/02/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Robert Smith Gesdorf | 1474294 | 7 | 05/19/1994 | Customer Dispute | Withdrawn | $20,000.00 | $0.00 | See Allegations |
| Robert Smith Gesdorf | 1474294 | 7 | 06/22/1989 | Customer Dispute | Settled | $47,000.00 | $0.00 | See Allegations |