Our Staff has compiled our research into a database of FINRA Broker Allegations for Philip Orezio Fatta.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Philip Orezio Fatta | 1467533 | 16 | 05/08/2018 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Philip Orezio Fatta | 1467533 | 16 | 11/20/2017 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Philip Orezio Fatta | 1467533 | 16 | 06/20/2017 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Philip Orezio Fatta | 1467533 | 16 | 05/25/2016 | Customer Dispute | Award / Judgment | $643,608.00 | $0.00 | See Allegations |
| Philip Orezio Fatta | 1467533 | 16 | 08/25/2015 | Customer Dispute | Award / Judgment | $25,791.80 | $0.00 | See Allegations |
| Philip Orezio Fatta | 1467533 | 16 | 03/19/2008 | Customer Dispute | Settled | $500,000.00 | $0.00 | See Allegations |
| Philip Orezio Fatta | 1467533 | 16 | 01/11/2008 | Customer Dispute | Closed-No Action | $158,000.00 | $0.00 | See Allegations |
| Philip Orezio Fatta | 1467533 | 16 | 08/04/2006 | Customer Dispute | Denied | $150,000.00 | $0.00 | See Allegations |
| Philip Orezio Fatta | 1467533 | 16 | 07/05/2006 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Philip Orezio Fatta | 1467533 | 16 | 12/18/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See Allegations |