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FINRA Broker Allegations for Philip Orezio Fatta

Our Staff has compiled our research into a database of FINRA Broker Allegations for Philip Orezio Fatta.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Philip Orezio Fatta14675331603/19/2008Customer DisputeSettled$500,000.00$0.00See Allegations
Philip Orezio Fatta14675331609/18/2001Customer DisputeSettled$700,000.00$0.00See Allegations
Philip Orezio Fatta14675331608/10/1999Customer DisputeSettled$135,000.00$0.00See Allegations

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