Our Staff has compiled our research into a database of FINRA Broker Allegations for James Aloysius Conwell.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| James Aloysius Conwell | 1436190 | 7 | 06/02/2024 | Customer Dispute | Denied | $52,913.10 | $0.00 | See Allegations |
| James Aloysius Conwell | 1436190 | 7 | 04/21/2008 | Customer Dispute | Denied | $67,000.00 | $0.00 | See Allegations |
| James Aloysius Conwell | 1436190 | 7 | 03/13/2008 | Customer Dispute | Denied | $6,300.00 | $0.00 | See Allegations |