Our Staff has compiled our research into a database of FINRA Broker Allegations for James Aloysius Conwell.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| James Aloysius Conwell | 1436190 | 7 | 03/08/2017 | Customer Dispute | Award / Judgment | $155,000.00 | $5,054,000.00 | See Allegations |
| James Aloysius Conwell | 1436190 | 7 | 01/27/2017 | Customer Dispute | Award / Judgment | $75,000.00 | $5,054,000.00 | See Allegations |