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FINRA Broker Allegations for Jack Winfield Graves

Our Staff has compiled our research into a database of FINRA Broker Allegations for Jack Winfield Graves.

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Displaying 10 out of 10 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Jack Winfield Graves13499551210/21/1993Customer DisputeSettled$5,755.00$0.00See Allegations
Jack Winfield Graves13499551203/25/1993Customer DisputeSettled$172,000.00$0.00See Allegations
Jack Winfield Graves13499551203/19/1993Customer DisputeSettled$30,767.90$0.00See Allegations
Jack Winfield Graves13499551210/18/1992Customer DisputeSettled$34,500.00$0.00See Allegations
Jack Winfield Graves13499551208/26/1992Customer DisputeSettled$380,747.00$0.00See Allegations
Jack Winfield Graves13499551208/26/1992Customer DisputeDenied$661,387.00$0.00See Allegations
Jack Winfield Graves13499551209/09/1991Customer DisputeSettled$0.00$0.00See Allegations
Jack Winfield Graves13499551208/05/1991Customer DisputeSettled$35,000.00$0.00See Allegations
Jack Winfield Graves13499551206/01/1990Customer DisputeSettled$0.00$0.00See Allegations
Jack Winfield Graves13499551201/24/1990Customer DisputeSettled$76,828.50$0.00See Allegations

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