Our Staff has compiled our research into a database of FINRA Broker Allegations for Jack Winfield Graves.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Jack Winfield Graves | 1349955 | 12 | 12/27/2017 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Jack Winfield Graves | 1349955 | 12 | 10/21/1993 | Customer Dispute | Settled | $5,755.00 | $0.00 | See Allegations |
| Jack Winfield Graves | 1349955 | 12 | 03/25/1993 | Customer Dispute | Settled | $172,000.00 | $0.00 | See Allegations |
| Jack Winfield Graves | 1349955 | 12 | 03/19/1993 | Customer Dispute | Settled | $30,767.90 | $0.00 | See Allegations |
| Jack Winfield Graves | 1349955 | 12 | 10/18/1992 | Customer Dispute | Settled | $34,500.00 | $0.00 | See Allegations |
| Jack Winfield Graves | 1349955 | 12 | 08/26/1992 | Customer Dispute | Settled | $380,747.00 | $0.00 | See Allegations |
| Jack Winfield Graves | 1349955 | 12 | 08/26/1992 | Customer Dispute | Denied | $661,387.00 | $0.00 | See Allegations |
| Jack Winfield Graves | 1349955 | 12 | 09/09/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Jack Winfield Graves | 1349955 | 12 | 08/05/1991 | Customer Dispute | Settled | $35,000.00 | $0.00 | See Allegations |
| Jack Winfield Graves | 1349955 | 12 | 06/01/1990 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |