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FINRA Broker Allegations for Anthony Sica

Our Staff has compiled our research into a database of FINRA Broker Allegations for Anthony Sica.

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Displaying 4 out of 4 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Anthony Sica1332626801/31/2020Customer DisputeAward / Judgment$750,000.00$0.00See Allegations
Anthony Sica1332626812/04/2013Customer DisputeSettled$479,000.00$0.00See Allegations
Anthony Sica1332626803/19/2010Customer DisputeSettled$356,773.00$0.00See Allegations
Anthony Sica1332626803/01/1991Customer DisputeSettled$161,520.00$0.00See Allegations

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