Our Staff has compiled our research into a database of FINRA Broker Allegations for Anthony Sica.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Anthony Sica | 1332626 | 8 | 05/30/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Anthony Sica | 1332626 | 8 | 01/31/2020 | Customer Dispute | Award / Judgment | $750,000.00 | $0.00 | See Allegations |
| Anthony Sica | 1332626 | 8 | 01/22/2018 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Anthony Sica | 1332626 | 8 | 11/30/2017 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Anthony Sica | 1332626 | 8 | 12/04/2013 | Customer Dispute | Settled | $479,000.00 | $0.00 | See Allegations |
| Anthony Sica | 1332626 | 8 | 03/19/2010 | Customer Dispute | Settled | $356,773.00 | $0.00 | See Allegations |
| Anthony Sica | 1332626 | 8 | 07/26/1994 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Anthony Sica | 1332626 | 8 | 03/01/1991 | Customer Dispute | Settled | $161,520.00 | $0.00 | See Allegations |