Our Staff has compiled our research into a database of FINRA Broker Allegations for Louis Estel Barnes.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Louis Estel Barnes | 12871 | 7 | 10/07/1989 | Customer Dispute | Award / Judgment | $108,502.00 | $48,000.00 | See Allegations |
Louis Estel Barnes | 12871 | 7 | 01/01/1981 | Customer Dispute | Award / Judgment | $2,455.00 | $478.13 | See Allegations |