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FINRA Broker Allegations for Louis Estel Barnes

Our Staff has compiled our research into a database of FINRA Broker Allegations for Louis Estel Barnes.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Louis Estel Barnes12871710/07/1989Customer DisputeAward / Judgment$108,502.00$48,000.00See Allegations
Louis Estel Barnes12871701/01/1981Customer DisputeAward / Judgment$2,455.00$478.13See Allegations

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