Our Staff has compiled our research into a database of FINRA Broker Allegations for Louis Estel Barnes.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Louis Estel Barnes | 12871 | 7 | 11/16/1999 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Louis Estel Barnes | 12871 | 7 | 05/13/1999 | Customer Dispute | Settled | $197,000.00 | $0.00 | See Allegations |
| Louis Estel Barnes | 12871 | 7 | 11/19/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Louis Estel Barnes | 12871 | 7 | 06/11/1996 | Customer Dispute | Settled | $2,500,000.00 | $0.00 | See Allegations |
| Louis Estel Barnes | 12871 | 7 | 10/11/1989 | Customer Dispute | Settled | $350,000.00 | $0.00 | See Allegations |
| Louis Estel Barnes | 12871 | 7 | 10/07/1989 | Customer Dispute | Award / Judgment | $108,502.00 | $48,000.00 | See Allegations |
| Louis Estel Barnes | 12871 | 7 | 01/01/1981 | Customer Dispute | Award / Judgment | $2,455.00 | $478.13 | See Allegations |