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FINRA Broker Allegations for Rafael Golan

Our Staff has compiled our research into a database of FINRA Broker Allegations for Rafael Golan.

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Displaying 9 out of 9 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Rafael Golan10740791609/18/2019Customer DisputeAward / Judgment$2,568,770.00$0.00See Allegations
Rafael Golan10740791610/09/2018Customer DisputePending$1,585,900.00$0.00See Allegations
Rafael Golan10740791601/29/2018Customer DisputeAward / Judgment$47,000.00$136,202.00See Allegations
Rafael Golan10740791601/18/2018Customer DisputePending$0.00$0.00See Allegations
Rafael Golan10740791606/20/2017Customer DisputeDenied$0.00$0.00See Allegations
Rafael Golan10740791606/14/2016Customer DisputeSettled$35,000.00$0.00See Allegations
Rafael Golan10740791607/22/2013Customer DisputeSettled$0.00$0.00See Allegations
Rafael Golan10740791603/29/2007Customer DisputeAward / Judgment$240,000.00$240,000.00See Allegations
Rafael Golan10740791606/06/2003Customer DisputePending$7,000.00$0.00See Allegations

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