Our Staff has compiled our research into a database of FINRA Broker Allegations for Rafael Golan.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Rafael Golan | 1074079 | 16 | 09/18/2019 | Customer Dispute | Award / Judgment | $2,568,770.00 | $0.00 | See Allegations |
| Rafael Golan | 1074079 | 16 | 01/31/2019 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Rafael Golan | 1074079 | 16 | 10/09/2018 | Customer Dispute | Pending | $1,585,900.00 | $0.00 | See Allegations |
| Rafael Golan | 1074079 | 16 | 01/29/2018 | Customer Dispute | Award / Judgment | $47,000.00 | $136,202.00 | See Allegations |
| Rafael Golan | 1074079 | 16 | 01/18/2018 | Customer Dispute | Pending | $0.00 | $0.00 | See Allegations |
| Rafael Golan | 1074079 | 16 | 06/20/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| Rafael Golan | 1074079 | 16 | 06/14/2016 | Customer Dispute | Settled | $35,000.00 | $0.00 | See Allegations |
| Rafael Golan | 1074079 | 16 | 03/25/2015 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Rafael Golan | 1074079 | 16 | 07/22/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Rafael Golan | 1074079 | 16 | 12/20/2012 | Regulatory | Final | $0.00 | $0.00 | See Allegations |