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FINRA Broker Allegations for Laurence Geoffrey Allen

Our Staff has compiled our research into a database of FINRA Broker Allegations for Laurence Geoffrey Allen.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Laurence Geoffrey Allen1063970712/04/2019CivilFinal$0.00$0.00See Allegations
Laurence Geoffrey Allen1063970712/20/2018CivilPending$0.00$0.00See Allegations

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