Our Staff has compiled our research into a database of FINRA Broker Allegations for Laurence Geoffrey Allen.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Laurence Geoffrey Allen | 1063970 | 7 | 07/24/2023 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Laurence Geoffrey Allen | 1063970 | 7 | 09/23/2022 | Regulatory | On Appeal | $0.00 | $0.00 | See Allegations |
| Laurence Geoffrey Allen | 1063970 | 7 | 03/14/2022 | Regulatory | Pending | $0.00 | $0.00 | See Allegations |
| Laurence Geoffrey Allen | 1063970 | 7 | 05/27/2021 | Regulatory | On Appeal | $0.00 | $0.00 | See Allegations |
| Laurence Geoffrey Allen | 1063970 | 7 | 02/11/2020 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Laurence Geoffrey Allen | 1063970 | 7 | 12/04/2019 | Civil | Final | $0.00 | $0.00 | See Allegations |
| Laurence Geoffrey Allen | 1063970 | 7 | 12/20/2018 | Civil | Pending | $0.00 | $0.00 | See Allegations |