CompanyCheck

CRD#: 13980

San Francisco, CA 94111

Total Employee Disclosures: 45

Relying Advisors: 0

CITY NATIONAL SECURITIES, INC.

CRD#: 103705

Los Angeles, CA 90071

Total Employee Disclosures: 34

Relying Advisors: 0

INTEGRAL FINANCIAL LLC

CRD#: 120343

San Jose, CA 95129

Total Employee Disclosures: 17

Relying Advisors: 0

HOLLENCREST CAPITAL MANAGEMENT, LLC

Investment Advisor Firm

CRD#: 46217

Newport Beach, CA 92660-8903

Total Employee Disclosures: 8

Relying Advisors: 0

PAINTER, SMITH AND AMBERG INC.

CRD#: 10865

Redlands, CA 92374-2948

Brokerage Firm, Previous Investment Advisor Firm

Total Employee Disclosures: 0

Relying Advisors: 0

INTEGRITY BROKERAGE, LLC

CRD#: 117589

Monterey Park, CA

Brokerage Firm, Previous Investment Advisor Firm

Total Employee Disclosures: 26

Relying Advisors: 0

BLAYLOCK VAN, LLC

CRD#: 145317

Oakland, CA 94612

Total Employee Disclosures: 20

Relying Advisors: 0

OAK TREE SECURITIES, INC.

CRD#: 18126

Livermore, CA 94551-4949

Brokerage Firm, Previous Investment Advisor Firm

Total Employee Disclosures: 16

Relying Advisors: 0

WAVELAND CAPITAL PARTNERS LLC

CRD#: 40054

Irvine, CA 92612

Total Employee Disclosures: 10

Relying Advisors: 0

J K R & COMPANY, INC.

CRD#: 8040

Van Nuys, CA 91406