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Displaying 11-20 out of 5,628 results

Christian Leonidas Troche


VINTAGE ASSET MANAGEMENT, LLC

Years of Experience: 21

Total Disclosures: 7

Customer Disputes: 7

Regulatory Disclosures: 0

Other Disclosures: 0

George William Scherzer


ROBERT W. BAIRD & CO. INCORPORATED

Portland, OR 97204

CRD#: 8158

Years of Experience: 46

Total Disclosures: 6

Customer Disputes: 4

Regulatory Disclosures: 2

Other Disclosures: 0

Stephen Lawrence Brown


WESTERN INTERNATIONAL SECURITIES, INC.

Portland, OR 97225

CRD#: 39262

Years of Experience: 45

Total Disclosures: 6

Customer Disputes: 5

Regulatory Disclosures: 1

Other Disclosures: 0

Gerhard Frederick Heuer

Broker

CRD#: 1868447


INDEPENDENT FINANCIAL GROUP, LLC

Lake Oswego, OR 97035

CRD#: 7717

Years of Experience: 34

Total Disclosures: 6

Customer Disputes: 6

Regulatory Disclosures: 0

Other Disclosures: 0

Eric Niedermeyer


STIFEL INDEPENDENT ADVISORS, LLC

Lake Oswego, OR 97034

CRD#: 28218

Years of Experience: 34

Total Disclosures: 6

Customer Disputes: 6

Regulatory Disclosures: 0

Other Disclosures: 0

John Richard Cronin

Broker

CRD#: 2256792


AMERICAN INDEPENDENT SECURITIES GROUP, LLC

Eugene, OR 97404

CRD#: 135288

Years of Experience: 31

Total Disclosures: 6

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 6

Douglas Evan Greenberg


SB ADVISORY, LLC

Years of Experience: 29

Total Disclosures: 6

Customer Disputes: 3

Regulatory Disclosures: 1

Other Disclosures: 2

John Michael Mendola


KOVACK SECURITIES INC.

Portland, OR 97202

CRD#: 44848

Years of Experience: 26

Total Disclosures: 6

Customer Disputes: 2

Regulatory Disclosures: 3

Other Disclosures: 1

Robert Howard Hutchins


D.A. DAVIDSON & CO.

Medford, OR 97504

CRD#: 199

Years of Experience: 54

Total Disclosures: 5

Customer Disputes: 5

Regulatory Disclosures: 0

Other Disclosures: 0

Donald Dean Cohee

Broker

CRD#: 728007


CROWN CAPITAL SECURITIES, L.P.

Portland, OR 97220

CRD#: 6312

Years of Experience: 42

Total Disclosures: 5

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 5

5,628 Results

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