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Displaying 51-60 out of 1,510 results

Suzanne Ortega Cisneros


WELLS FARGO CLEARING SERVICES, LLC

Santa Fe, NM 87501

CRD#: 19616

Years of Experience: 30

Total Disclosures: 2

Customer Disputes: 2

Regulatory Disclosures: 0

Other Disclosures: 0

Ronald Lawrence Baker


RAYMOND JAMES FINANCIAL SERVICES, INC.

Albuquerque, NM 87114

CRD#: 6694

Years of Experience: 29

Total Disclosures: 2

Customer Disputes: 2

Regulatory Disclosures: 0

Other Disclosures: 0

William Steven Batie


SECURITIES AMERICA, INC.

Farmington, NM 87402

CRD#: 10205

Years of Experience: 28

Total Disclosures: 2

Customer Disputes: 2

Regulatory Disclosures: 0

Other Disclosures: 0

Cynthia Rene Nagel


LPL FINANCIAL LLC

Albuquerque, NM 87112-2282

CRD#: 6413

Years of Experience: 28

Total Disclosures: 2

Customer Disputes: 1

Regulatory Disclosures: 0

Other Disclosures: 1

Afshin Ensafdaran

Broker

CRD#: 2477403


CABOT LODGE SECURITIES LLC

Albuquerque, NM 87111

CRD#: 159712

Years of Experience: 27

Total Disclosures: 2

Customer Disputes: 1

Regulatory Disclosures: 0

Other Disclosures: 1

Ryan William Ne Mummert


MORGAN STANLEY

Albuquerque, NM 87110

CRD#: 149777

Years of Experience: 27

Total Disclosures: 2

Customer Disputes: 2

Regulatory Disclosures: 0

Other Disclosures: 0

James Ray Johnson

Broker

CRD#: 2835422


PFS INVESTMENTS INC.

Artesia, NM 88210

CRD#: 10111

Years of Experience: 26

Total Disclosures: 2

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 2

Daniel Robert Merians


UBS FINANCIAL SERVICES INC.

Santa Fe, NM 87501

CRD#: 8174

Years of Experience: 25

Total Disclosures: 2

Customer Disputes: 1

Regulatory Disclosures: 0

Other Disclosures: 1

David Travis Hill


INDEPENDENT FINANCIAL GROUP, LLC

Las Cruces, NM 88001

CRD#: 7717

Years of Experience: 25

Total Disclosures: 2

Customer Disputes: 1

Regulatory Disclosures: 0

Other Disclosures: 1

James G Babineaux


MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Albuquerque, NM 87110

CRD#: 7691

Years of Experience: 24

Total Disclosures: 2

Customer Disputes: 2

Regulatory Disclosures: 0

Other Disclosures: 0

1,510 Results

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