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Displaying 41-50 out of 1,510 results

Pavlos Peter Panagopoulos


CETERA ADVISOR NETWORKS LLC

Belen, NM 87002

CRD#: 13572

Years of Experience: 37

Total Disclosures: 2

Customer Disputes: 2

Regulatory Disclosures: 0

Other Disclosures: 0

Thomas Gerard Stuhlsatz


RAYMOND JAMES & ASSOCIATES, INC.

Albuquerque, NM 87110

CRD#: 705

Years of Experience: 36

Total Disclosures: 2

Customer Disputes: 2

Regulatory Disclosures: 0

Other Disclosures: 0

Ralph William Hicks


OAKMONT ADVISORY GROUP, LLC

Albuquerque, NM 87110-4939

CRD#: 158890

Years of Experience: 35

Total Disclosures: 2

Customer Disputes: 1

Regulatory Disclosures: 1

Other Disclosures: 0

Charles Patrick Prestigiacomo


LPL FINANCIAL LLC

Corrales, NM 87048-8537

CRD#: 6413

Years of Experience: 35

Total Disclosures: 2

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 2

Kevin Mark Thompson


EDWARD JONES

Silver City, NM 88061

CRD#: 250

Years of Experience: 34

Total Disclosures: 2

Customer Disputes: 2

Regulatory Disclosures: 0

Other Disclosures: 0

John Robert Sturgis


TCG ADVISORS, LLC A HUB INTERNATIONAL COMPANY

Albuquerque, NM 87122

CRD#: 307956

Years of Experience: 34

Total Disclosures: 2

Customer Disputes: 2

Regulatory Disclosures: 0

Other Disclosures: 0

John Calvin Hemphill


MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Albuquerque, NM 87110

CRD#: 7691

Years of Experience: 34

Total Disclosures: 2

Customer Disputes: 1

Regulatory Disclosures: 1

Other Disclosures: 0

Claude Benjamin Edmonds


UBS FINANCIAL SERVICES INC.

Albuquerque, NM 87110

CRD#: 8174

Years of Experience: 33

Total Disclosures: 2

Customer Disputes: 2

Regulatory Disclosures: 0

Other Disclosures: 0

John Andrew Rochester


MORGAN STANLEY

Santa Fe, NM 87501

CRD#: 149777

Years of Experience: 32

Total Disclosures: 2

Customer Disputes: 2

Regulatory Disclosures: 0

Other Disclosures: 0

Phillip Edward Prevender


RAYMOND JAMES FINANCIAL SERVICES, INC.

Albuquerque, NM 87113

CRD#: 6694

Years of Experience: 30

Total Disclosures: 2

Customer Disputes: 2

Regulatory Disclosures: 0

Other Disclosures: 0

1,510 Results

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