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Displaying 31-40 out of 1,510 results

Matthew S Gurule


FBL MARKETING SERVICES, LLC

Las Cruces, NM 88011

CRD#: 5309

Years of Experience: 6

Total Disclosures: 3

Customer Disputes: 1

Regulatory Disclosures: 0

Other Disclosures: 2

Jeremiah Ford

Broker

CRD#: 6984512


FIDELITY BROKERAGE SERVICES LLC

Albuquerque, NM 87106

CRD#: 7784

Years of Experience: 5

Total Disclosures: 3

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 3

Adam Mario Miller


CAMBRIDGE INVESTMENT RESEARCH, INC.

Albuquerque, NM 87109

CRD#: 39543

Years of Experience: 5

Total Disclosures: 3

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 3

Chauncy Ann Smith

Broker

CRD#: 7375070


FIDELITY BROKERAGE SERVICES LLC

Albuquerque, NM 87106

CRD#: 7784

Years of Experience: 2

Total Disclosures: 3

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 3

Thomas Edward Weinshenker


LPL FINANCIAL LLC

Albuquerque, NM 87111-3608

CRD#: 6413

Years of Experience: 54

Total Disclosures: 2

Customer Disputes: 2

Regulatory Disclosures: 0

Other Disclosures: 0

Robert Donald Lebeau


CROWN WEALTH GROUP LLC

Years of Experience: 49

Total Disclosures: 2

Customer Disputes: 2

Regulatory Disclosures: 0

Other Disclosures: 0

William Edwin Cates


RBC CAPITAL MARKETS, LLC

Albuquerque, NM 87110-4132

CRD#: 31194

Years of Experience: 45

Total Disclosures: 2

Customer Disputes: 2

Regulatory Disclosures: 0

Other Disclosures: 0

Sendalio Damacio Garcia

Broker

CRD#: 1195084


NYLIFE SECURITIES LLC

Albuquerque, NM 87110

CRD#: 5167

Years of Experience: 39

Total Disclosures: 2

Customer Disputes: 2

Regulatory Disclosures: 0

Other Disclosures: 0

Rosanna Lucero-Torrez


MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Albuquerque, NM 87110

CRD#: 7691

Years of Experience: 38

Total Disclosures: 2

Customer Disputes: 2

Regulatory Disclosures: 0

Other Disclosures: 0

Mark Francis Humphrey


MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Albuquerque, NM 87110

CRD#: 7691

Years of Experience: 37

Total Disclosures: 2

Customer Disputes: 2

Regulatory Disclosures: 0

Other Disclosures: 0

1,510 Results

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