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Displaying 21-30 out of 1,510 results

Chad Dominic Cooper


CAMBRIDGE INVESTMENT RESEARCH, INC.

Albuquerque, NM 87110

CRD#: 39543

Years of Experience: 20

Total Disclosures: 4

Customer Disputes: 1

Regulatory Disclosures: 0

Other Disclosures: 3

Randy De Wayne Atwood

Broker

CRD#: 4840763


FBL MARKETING SERVICES, LLC

Hobbs, NM 88240

CRD#: 5309

Years of Experience: 19

Total Disclosures: 4

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 4

Elvira Esparza-Bencomo


PFS INVESTMENTS INC.

Las Cruces, NM 88011

CRD#: 10111

Years of Experience: 10

Total Disclosures: 4

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 4

Tranquelino Archuleta

Broker

CRD#: 6677626


FIDELITY BROKERAGE SERVICES LLC

Albuquerque, NM 87106

CRD#: 7784

Years of Experience: 7

Total Disclosures: 4

Customer Disputes: 0

Regulatory Disclosures: 1

Other Disclosures: 3

Dotti Graviet


MORGAN STANLEY

Santa Fe, NM 87501

CRD#: 149777

Years of Experience: 32

Total Disclosures: 3

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 3

Edward Anthony Jordan


MORGAN STANLEY

Albuquerque, NM 87110

CRD#: 149777

Years of Experience: 26

Total Disclosures: 3

Customer Disputes: 3

Regulatory Disclosures: 0

Other Disclosures: 0

Shawn Michael Loddy


SML ADVISORY

Years of Experience: 22

Total Disclosures: 3

Customer Disputes: 0

Regulatory Disclosures: 1

Other Disclosures: 2

Richard Heywood Brackett

Investment Advisor

CRD#: 727210


HIGH DESERT INVESTMENT ADVISORS,LLC

Years of Experience: 21

Total Disclosures: 3

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 3

Kimberly Noemi Ortega


EDWARD JONES

Hobbs, NM 88240

CRD#: 250

Years of Experience: 9

Total Disclosures: 3

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 3

Roberto Salas


MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Albuquerque, NM 87120

CRD#: 7691

Years of Experience: 6

Total Disclosures: 3

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 3

1,510 Results

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