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Displaying 31-40 out of 5,860 results

Thomas Dean Mc Millen


AMERIPRISE FINANCIAL SERVICES, LLC

Wichita, KS 67206-3546

CRD#: 6363

Years of Experience: 29

Total Disclosures: 5

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 5

Daniel Allen Barnard


CABIN SECURITIES, INC.

Overland Park, KS 66223

CRD#: 137608

Years of Experience: 27

Total Disclosures: 5

Customer Disputes: 3

Regulatory Disclosures: 0

Other Disclosures: 2

Craig Eugene Friedrichsen


PRUCO SECURITIES, LLC.

Overland Park, KS 66210-1658

CRD#: 5685

Years of Experience: 27

Total Disclosures: 5

Customer Disputes: 5

Regulatory Disclosures: 0

Other Disclosures: 0

Marisa Lynn Brown


VOYA FINANCIAL ADVISORS, INC.

Leawood, KS 66211

CRD#: 2882

Years of Experience: 23

Total Disclosures: 5

Customer Disputes: 1

Regulatory Disclosures: 0

Other Disclosures: 4

Johnny Tucker

Broker

CRD#: 5644748


NYLIFE SECURITIES LLC

Overland Park, KS 66210

CRD#: 5167

Years of Experience: 14

Total Disclosures: 5

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 5

Denise Michelle McGonigle-Stanley

Broker

CRD#: 6698705


EMPOWER FINANCIAL SERVICES, INC.

Overland Park, KS 66211

CRD#: 13109

Years of Experience: 7

Total Disclosures: 5

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 5

Barbara Ann Gulin

Investment Advisor

CRD#: 2578530


SAFE HARBOR FINANCIAL PLANNING GROUP, LLC

Mission, KS 66202

CRD#: 164471

Years of Experience: 5

Total Disclosures: 5

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 5

David Earl Tipton


OPPENHEIMER & CO. INC.

Leawood, KS 66206

CRD#: 249

Years of Experience: 47

Total Disclosures: 4

Customer Disputes: 4

Regulatory Disclosures: 0

Other Disclosures: 0

Wesley L Gates


MORGAN STANLEY

Leawood, KS 66211

CRD#: 149777

Years of Experience: 45

Total Disclosures: 4

Customer Disputes: 3

Regulatory Disclosures: 1

Other Disclosures: 0

Timothy Ray Rodgers


NOVA R WEALTH, INC.

Overland Park, KS 66210

CRD#: 169574

Years of Experience: 42

Total Disclosures: 4

Customer Disputes: 2

Regulatory Disclosures: 1

Other Disclosures: 1

5,860 Results

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