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Displaying 21-30 out of 5,860 results

Thomas Garland Lipscomb

Broker

CRD#: 1371451


NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Leawood, KS 66211

CRD#: 2881

Years of Experience: 30

Total Disclosures: 6

Customer Disputes: 3

Regulatory Disclosures: 3

Other Disclosures: 0

Christopher Lee Walker


WELLS FARGO CLEARING SERVICES, LLC

Mission Woods, KS 66205

CRD#: 19616

Years of Experience: 29

Total Disclosures: 6

Customer Disputes: 5

Regulatory Disclosures: 1

Other Disclosures: 0

Larry Lynn Hixon

Broker

CRD#: 1986621


CETERA ADVISOR NETWORKS LLC

Fort Scott, KS 66701

CRD#: 13572

Years of Experience: 29

Total Disclosures: 6

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 6

Michael Jason Poppe

Broker

CRD#: 3012459


ALLSTATE FINANCIAL SERVICES, LLC

Shawnee, KS 66203-4420

CRD#: 18272

Years of Experience: 25

Total Disclosures: 6

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 6

Mitchell William Black


AMERIPRISE FINANCIAL SERVICES, LLC

Leawood, KS 66211-2729

CRD#: 6363

Years of Experience: 20

Total Disclosures: 6

Customer Disputes: 6

Regulatory Disclosures: 0

Other Disclosures: 0

Michael Fred Zanders


AMERIPRISE FINANCIAL SERVICES, LLC

Leawood, KS 66211-2729

CRD#: 6363

Years of Experience: 50

Total Disclosures: 5

Customer Disputes: 4

Regulatory Disclosures: 1

Other Disclosures: 0

Robert D Williams


RAYMOND JAMES & ASSOCIATES, INC.

Leawood, KS 66211

CRD#: 705

Years of Experience: 47

Total Disclosures: 5

Customer Disputes: 3

Regulatory Disclosures: 1

Other Disclosures: 1

Donald Eugene Baxter


SAGEPOINT FINANCIAL, INC.

Wichita, KS 67206

CRD#: 133763

Years of Experience: 46

Total Disclosures: 5

Customer Disputes: 4

Regulatory Disclosures: 1

Other Disclosures: 0

Steve Floyd Mankameyer


REGAL INVESTMENT ADVISORS LLC

Overland Park, KS 66213

CRD#: 125004

Years of Experience: 40

Total Disclosures: 5

Customer Disputes: 5

Regulatory Disclosures: 0

Other Disclosures: 0

Alan Lee Reser


RBC CAPITAL MARKETS, LLC

Leawood, KS 66211-2604

CRD#: 31194

Years of Experience: 38

Total Disclosures: 5

Customer Disputes: 5

Regulatory Disclosures: 0

Other Disclosures: 0

5,860 Results

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