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Displaying 21-30 out of 2,065 results

Casey Jay Alexander

Broker

CRD#: 723864


COMPASS POINT RESEARCH & TRADING, LLC

Washington, DC 20007

CRD#: 126258

Years of Experience: 42

Total Disclosures: 3

Customer Disputes: 3

Regulatory Disclosures: 0

Other Disclosures: 0

Lance Withers Slaughter


WELLS FARGO CLEARING SERVICES, LLC

Washington, DC 20036

CRD#: 19616

Years of Experience: 40

Total Disclosures: 3

Customer Disputes: 1

Regulatory Disclosures: 0

Other Disclosures: 2

Scott Eric Dreyer

Broker

CRD#: 717434


COMPASS POINT RESEARCH & TRADING, LLC

Washington, DC 20007

CRD#: 126258

Years of Experience: 40

Total Disclosures: 3

Customer Disputes: 1

Regulatory Disclosures: 1

Other Disclosures: 1

Willie Fred Thompson


PEAK BROKERAGE SERVICES, LLC

Washington, DC 20002

CRD#: 157045

Years of Experience: 39

Total Disclosures: 3

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 3

Worth Bradley Clark

Broker

CRD#: 1143889


GROVE POINT INVESTMENTS, LLC

Washington, DC 20008

CRD#: 1763

Years of Experience: 39

Total Disclosures: 3

Customer Disputes: 1

Regulatory Disclosures: 1

Other Disclosures: 1

Ronald Charles Senegal


MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Washington, DC 20005

CRD#: 7691

Years of Experience: 37

Total Disclosures: 3

Customer Disputes: 1

Regulatory Disclosures: 0

Other Disclosures: 2

Deborah Johnston Denooy


MORGAN STANLEY

Washington, DC 20006

CRD#: 149777

Years of Experience: 36

Total Disclosures: 3

Customer Disputes: 3

Regulatory Disclosures: 0

Other Disclosures: 0

Brainard Henry Warner


WELLS FARGO CLEARING SERVICES, LLC

Washington, DC 20036

CRD#: 19616

Years of Experience: 36

Total Disclosures: 3

Customer Disputes: 3

Regulatory Disclosures: 0

Other Disclosures: 0

Frederick Joseph Schultz


J.P. MORGAN SECURITIES LLC

Washington, DC 20005

CRD#: 79

Years of Experience: 31

Total Disclosures: 3

Customer Disputes: 2

Regulatory Disclosures: 0

Other Disclosures: 1

Richard Alan Haskin


UBS FINANCIAL SERVICES INC.

Washington, DC 20005

CRD#: 8174

Years of Experience: 28

Total Disclosures: 3

Customer Disputes: 2

Regulatory Disclosures: 0

Other Disclosures: 1

2,065 Results

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