Potomac Analytics' Logo

Broker-Dealers on SEC Form D

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Filter by:

Sort by:

Displaying 350,701-350,705 out of 350,705 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
UBS FINANCIAL SERVICES INC.8174Global Infrastructure Partners V-B Feeder Fund, L.P.195056803/30/2023DIndefinite$0
UBS FINANCIAL SERVICES INC.8174Global Infrastructure Partners V-A/B, L.P.195059703/30/2023DIndefinite$0
UBS FINANCIAL SERVICES INC.8174KKR Ascendant Fund Private Investors (Onshore) L.P.197881605/24/2023DIndefinite$0
UBS FINANCIAL SERVICES INC.8174KKR Ascendant Fund Private Investors (Offshore) L.P.197885705/24/2023DIndefinite$0
T. ROWE PRICE INVESTMENT SERVICES, INC.8348T. Rowe Price Macro & Absolute Return Strategies Offshore Fund Ltd182856301/17/2023D/AIndefinite$0

350,705 Results

Display: