Potomac Analytics' Logo

Broker-Dealers on SEC Form D

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Filter by:

Sort by:

Displaying 21-30 out of 350,705 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MBSC SECURITIES CORPORATION231BNY SERIES OFFSHORE FUND SPC144270803/23/2012D/AIndefinite$131,122,441,274
RBS GREENWICH CAPITAL11707PACIFIC LIFE INSURANCE CO108042902/26/2013D/AIndefinite$114,294,028,000
WELLS FARGO SECURITIES, LLC126292PACIFIC LIFE INSURANCE CO108042902/26/2013D/AIndefinite$114,294,028,000
BNP PARIBAS SECURITIES CORP.15794PACIFIC LIFE INSURANCE CO108042902/26/2013D/AIndefinite$114,294,028,000
BARCLAYS CAPITAL INC.19714PACIFIC LIFE INSURANCE CO108042902/26/2013D/AIndefinite$114,294,028,000
DEUTSCHE BANK SECURITIES INC.2525PACIFIC LIFE INSURANCE CO108042902/26/2013D/AIndefinite$114,294,028,000
CITIGROUP GLOBAL MARKETS INC.7059PACIFIC LIFE INSURANCE CO108042902/26/2013D/AIndefinite$114,294,028,000
UBS SECURITIES LLC7654PACIFIC LIFE INSURANCE CO108042902/26/2013D/AIndefinite$114,294,028,000
CREDIT SUISSE FIRST BOSTON LLC816PACIFIC LIFE INSURANCE CO108042902/26/2013D/AIndefinite$114,294,028,000
MORGAN STANLEY & CO. INCORPORATED8209PACIFIC LIFE INSURANCE CO108042902/26/2013D/AIndefinite$114,294,028,000

350,705 Results

Display: