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Broker-Dealers on SEC Form D

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 38,901-38,910 out of 87,061 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
R.W. TOWT & ASSOCIATES128837Earth911, Inc.150845712/23/2010D$16,250,000$753,058
KEVIN RICHARD GRAETZ1935982Paulson BKE Investments, LLC161213806/27/2014D$5,000,000$752,510
MINISH JOE HEDE2389098Paulson BKE Investments, LLC161213806/27/2014D$5,000,000$752,510
AHMED GHASSAN GHEITH5783951Paulson BKE Investments, LLC161213806/27/2014D$5,000,000$752,510
THOMAS J SHANLEY5819655Paulson BKE Investments, LLC161213806/27/2014D$5,000,000$752,510
PAULSON INVESTMENT COMPANY LLC5670Paulson BKE Investments, LLC161213806/27/2014D$5,000,000$752,510
THIRD SEVEN CAPITAL LLC160209FSC Industrial III DST178538808/14/2019D$4,850,000$751,000
GOLDMAN, SACHS & CO.361Hedge Fund Select: WNTN Dedicated Investor Fund (US) LLC155962310/11/2012DIndefinite$751,000
NORAM INVESTMENT SERVICES, INC.7449EnviroMetal Technologies Inc.173395003/03/2022D$2,215,450$751,000
CITI PRIVATE ADVISORY LLC1537777European Buyout Offshore Feeder Fund, Ltd.195599902/21/2023DIndefinite$751,000

87,061 Results

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