Potomac Analytics' Logo

Broker-Dealers on SEC Form D

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Filter by:

Sort by:

Displaying 11-20 out of 263,644 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
MBSC SECURITIES CORPORATION231BNY SERIES TRUST144269504/08/2014D/AIndefinite$351,220,957,848
MBSC SECURITIES CORPORATION231BNY SERIES OFFSHORE FUND SPC144270804/07/2016D/AIndefinite$350,936,129,677
MBSC SECURITIES CORPORATION231BNY SERIES TRUST144269504/08/2013D/AIndefinite$275,117,416,724
MBSC SECURITIES CORPORATION231BNY SERIES OFFSHORE FUND SPC144270804/07/2015D/AIndefinite$259,270,355,536
MBSC SECURITIES CORPORATION231BNY SERIES OFFSHORE FUND SPC144270804/08/2014D/AIndefinite$205,227,488,897
MBSC SECURITIES CORPORATION231BNY SERIES TRUST144269503/23/2012D/AIndefinite$197,939,875,513
JOHN HANCOCK FUNDS, INC.28262John Hancock Collateral Investment Trust146521406/30/2014D/AIndefinite$169,509,968,710
MBSC SECURITIES CORPORATION231BNY SERIES OFFSHORE FUND SPC144270804/08/2013D/AIndefinite$150,645,745,114
MBSC SECURITIES CORPORATION231BNY SERIES TRUST144269503/15/2011D/AIndefinite$143,155,122,138
JOHN HANCOCK FUNDS, INC.28262John Hancock Collateral Investment Trust146521406/20/2013D/AIndefinite$142,464,118,273

263,644 Results

Display: