Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| WELLS FARGO SECURITIES, LLC | 126292 | CARDINAL HEALTH INC | 721371 | 05/20/2009 | D/A | Indefinite | $78,795,064,652 |
| BANC OF AMERICA SECURITIES LLC | 26091 | CARDINAL HEALTH INC | 721371 | 05/20/2009 | D/A | Indefinite | $78,795,064,652 |
| GOLDMAN, SACHS & CO. | 361 | CARDINAL HEALTH INC | 721371 | 05/20/2009 | D/A | Indefinite | $78,795,064,652 |
| SUNTRUST EQUITABLE SECURITIES | 6271 | CARDINAL HEALTH INC | 721371 | 05/20/2009 | D/A | Indefinite | $78,795,064,652 |
| BEAR, STEARNS & CO. INC. | 79 | CARDINAL HEALTH INC | 721371 | 05/20/2009 | D/A | Indefinite | $78,795,064,652 |
| JOHN HANCOCK FUNDS, INC. | 28262 | John Hancock Collateral Investment Trust | 1465214 | 07/05/2011 | D/A | Indefinite | $73,420,479,573 |
| MBSC SECURITIES CORPORATION | 231 | BNY SERIES OFFSHORE FUND SPC | 1442708 | 10/01/2010 | D/A | Indefinite | $69,726,892,429 |
| J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. | 102920 | Prime Liquidity Fund LLC | 1675271 | 08/11/2022 | D/A | Indefinite | $67,764,184,303 |
| AON SECURITIES CORPORATION | 4138 | Aon Hewitt Group Trust | 1496672 | 08/06/2020 | D/A | Indefinite | $66,642,122,307 |
| RBS GREENWICH CAPITAL | 11707 | PACIFIC LIFE INSURANCE CO | 1080429 | 10/04/2011 | D/A | Indefinite | $65,170,000,000 |