Broker-Dealers on SEC Form D

Form Ds provide information on individual, unregistered securities offerings.

Search by Recipient Name or Primary Issuer:

Clear Filters

$0 to $1 Million $1 to $5 Million $5 to $10 Million $10 to $25 Million $25 to $50 Million $50 to $100 Million $100 Million to $1 Billion $1 Billion to $5 Billion $5 Billion to $10 Billion $10 Billion to $25 Billion $25 Billion to $50 Billion $50 Billion to $100 Billion $100 Billion to $1 Trillion

Sort by:

Displaying 65,771-65,779 out of 65,779 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
WELLINGTON MANAGEMENT ADVISERS, INC	152768	Diamond Brook Investors (Cayman), Ltd.	1735213	02/24/2023	D/A	Indefinite	$100,000,000
WELLINGTON MANAGEMENT ADVISERS, INC	152768	Diamond Brook Investors (Cayman), Ltd.	1735213	05/08/2023	D/A	Indefinite	$100,000,000
WELLINGTON MANAGEMENT ADVISERS, INC	152768	Diamond Brook Investors (Cayman), Ltd.	1735213	05/18/2023	D/A	Indefinite	$100,000,000
PZENA FINANCIAL SERVICES, LLC	169807	Pzena Global Value Fund 2 (DST), a series of Pzena Value Trust	1761176	03/02/2023	D/A	Indefinite	$100,000,000
JOHN HANCOCK FUNDS, INC.	28262	Manulife Direct Lending Fund, L.P.	1906816	02/10/2023	D/A	Indefinite	$100,000,000
UMERGENCE LLC	284368	Manulife Direct Lending Fund, L.P.	1906816	02/10/2023	D/A	Indefinite	$100,000,000
GOLDMAN, SACHS & CO.	361	Mountain Private Equity Partners LLC	1981833	06/26/2023	D	Indefinite	$100,000,000
MANULIFE FINANCIAL SECURITIES LLC	5249	Manulife Direct Lending Fund, L.P.	1906816	02/10/2023	D/A	Indefinite	$100,000,000
NUVEEN SECURITIES, LLC	469	U.S. Cities Workplace Fund-A LP	1975236	05/03/2023	D	Indefinite	$100,000,000

65,779 Results

<
1
...
6,576
6,577
6,578