Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| A I M DISTRIBUTORS, INC. | 7369 | Balanced-Risk Commodity Fund of the Invesco Institutional Trust | 1695325 | 05/02/2019 | D/A | Indefinite | $998,586,555 |
| A I M DISTRIBUTORS, INC. | 7369 | Balanced-Risk Commodity Fund of the Invesco Institutional Trust | 1695325 | 04/29/2020 | D/A | Indefinite | $998,586,555 |
| CITIGROUP GLOBAL MARKETS INC. | 7059 | Ivory Offshore Flagship Fund, Ltd. | 1459016 | 02/25/2014 | D/A | Indefinite | $998,521,049 |
| KEITH MICHAEL ROSENBLOOM | 2335150 | East Side Capital, L.P. | 1314688 | 07/10/2013 | D/A | Indefinite | $997,660,362 |
| STEPHEN HAMPTON HAMRICK | 804981 | East Side Capital, L.P. | 1314688 | 07/10/2013 | D/A | Indefinite | $997,660,362 |
| TERRA SECURITIES, LLC | 123762 | East Side Capital, L.P. | 1314688 | 07/10/2013 | D/A | Indefinite | $997,660,362 |
| PICKWICK CAPITAL PARTNERS, LLC | 130672 | East Side Capital, L.P. | 1314688 | 07/10/2013 | D/A | Indefinite | $997,660,362 |
| RICHARD TAGLIANETTI | 1134754 | Ski Time Square Ltd | 1537157 | 01/06/2021 | D/A | Indefinite | $997,660,207 |
| GLEN ALAN BEIGEL | 1389450 | Ski Time Square Ltd | 1537157 | 01/06/2021 | D/A | Indefinite | $997,660,207 |
| COGENT ALTERNATIVE STRATEGIES, INC. | 103756 | Ski Time Square Ltd | 1537157 | 01/06/2021 | D/A | Indefinite | $997,660,207 |