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Broker-Dealers on SEC Form D

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 821-830 out of 830 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
BREVAN HOWARD US LLC150662BREVAN HOWARD FUND LTD122385903/04/2021D/AIndefinite$10,199,177,665
BEAR, STEARNS & CO. INC.79BREVAN HOWARD FUND LTD122385903/04/2021D/AIndefinite$10,199,177,665
CAIS CAPITAL LLC154512GRAHAM GLOBAL INVESTMENT FUND II SPC LTD126919404/02/2015D/AIndefinite$10,198,579,395
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC18353PRISA LP156630103/01/2022D/AIndefinite$10,087,377,912
D.E. SHAW SECURITIES, L.L.C.24332D. E. Shaw Composite Fund, L.L.C.113783703/15/2022D/AIndefinite$10,037,212,660
D.E. SHAW SECURITIES, L.L.C.24332D. E. Shaw Oculus International Fund128539103/17/2009D/AIndefinite$10,024,724,239
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED7691Silver Lake Partners IV, L.P.155205404/19/2013D/A$10,000,000,000$10,000,000,000
BEAR, STEARNS & CO. INC.79Silver Lake Partners IV, L.P.155205404/19/2013D/A$10,000,000,000$10,000,000,000
CREDIT SUISSE FIRST BOSTON LLC816Silver Lake Partners IV, L.P.155205404/19/2013D/A$10,000,000,000$10,000,000,000
UBS SECURITIES LLC7654Silver Lake Partners IV, L.P.155205404/19/2013D/A$10,000,000,000$10,000,000,000

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