Broker-Dealers on SEC Form D

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 31-40 out of 830 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
BEAR, STEARNS & CO. INC.	79	CLARION LION PROPERTIES FUND, LP	1129758	12/30/2022	D/A	Indefinite	$20,223,018,593
ARTIO GLOBAL INSTITUTIONAL SERVICES LLC	154652	ARTIO GROUP TRUST	1394054	10/12/2011	D/A	Indefinite	$19,830,175,000
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.	102920	Prime Liquidity Fund LLC	1675271	08/14/2019	D/A	Indefinite	$19,793,629,449
D.E. SHAW SECURITIES, L.L.C.	24332	D. E. Shaw Composite International Fund	1137827	03/16/2020	D/A	Indefinite	$19,235,721,712
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	7691	Silver Lake Partners VII, L.P.	1898155	05/05/2023	D/A	Indefinite	$19,157,583,000
BEAR, STEARNS & CO. INC.	79	Silver Lake Partners VII, L.P.	1898155	05/05/2023	D/A	Indefinite	$19,157,583,000
UBS FINANCIAL SERVICES INC.	8174	Silver Lake Partners VII, L.P.	1898155	05/05/2023	D/A	Indefinite	$19,157,583,000
RENAISSANCE INSTITUTIONAL MANAGEMENT LLC	136113	RENAISSANCE INSTITUTIONAL EQUITIES FUND LLC	1333222	03/16/2017	D/A	Indefinite	$18,995,045,014
D.E. SHAW SECURITIES, L.L.C.	24332	D. E. Shaw Composite International Fund	1137827	03/15/2019	D/A	Indefinite	$18,973,542,985
CITI PRIVATE ADVISORY LLC	15377	EQT X (No.2) EUR SCSp	1923548	04/27/2023	D/A	Indefinite	$18,821,193,866

830 Results

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