Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | 8032 | HarbourVest Access - 2023 Global Fund Cayman LLC | 1958700 | 02/17/2023 | D | Indefinite | $0 |
| UBS FINANCIAL SERVICES INC. | 8174 | Global Infrastructure Partners V-C2, L.P. | 1950502 | 03/30/2023 | D | Indefinite | $0 |
| UBS FINANCIAL SERVICES INC. | 8174 | Global Infrastructure Partners V-C, L.P. | 1950567 | 03/30/2023 | D | Indefinite | $0 |
| UBS FINANCIAL SERVICES INC. | 8174 | Global Infrastructure Partners V-B Feeder Fund, L.P. | 1950568 | 03/30/2023 | D | Indefinite | $0 |
| UBS FINANCIAL SERVICES INC. | 8174 | Global Infrastructure Partners V-A/B, L.P. | 1950597 | 03/30/2023 | D | Indefinite | $0 |
| UBS FINANCIAL SERVICES INC. | 8174 | KKR Ascendant Fund Private Investors (Onshore) L.P. | 1978816 | 05/24/2023 | D | Indefinite | $0 |
| UBS FINANCIAL SERVICES INC. | 8174 | KKR Ascendant Fund Private Investors (Offshore) L.P. | 1978857 | 05/24/2023 | D | Indefinite | $0 |
| T. ROWE PRICE INVESTMENT SERVICES, INC. | 8348 | T. Rowe Price Macro & Absolute Return Strategies Offshore Fund Ltd | 1828563 | 01/17/2023 | D/A | Indefinite | $0 |