Broker-Dealers on SEC Form D

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 51-60 out of 63,618 results

Recipient	CRD	Primary Issuer	CIK	Filing Date	Form Type	Total Offering Amount	Total Amount Sold
WHITEHALL-PARKER SECURITIES, INC.	10608	NexPoint Texas Multifamily Portfolio DST	1791984	11/14/2019	D	$60,961,892	$992,466
WEALTHFORGE SECURITIES, LLC	152550	NexPoint Texas Multifamily Portfolio DST	1791984	11/14/2019	D	$60,961,892	$992,466
LIGHTPATH CAPITAL, INC	34617	NexPoint Texas Multifamily Portfolio DST	1791984	11/14/2019	D	$60,961,892	$992,466
ANDREW LYON CHASE	1023130	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	05/21/2015	D/A	$1,190,936	$992,447
KIRK L PENLAND	3203257	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	05/21/2015	D/A	$1,190,936	$992,447
MATTHEW FRANCIS SHEEHAN	3250885	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	05/21/2015	D/A	$1,190,936	$992,447
MORGAN STANLEY	149777	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	05/21/2015	D/A	$1,190,936	$992,447
KESTRA INVESTMENT SERVICES, LLC	42046	NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT	1135856	05/21/2015	D/A	$1,190,936	$992,447
NYPPEX, LLC	47654	NYPPEX HOLDINGS, LLC	1300785	05/05/2009	D	$4,000,000	$992,414
FORGE MARKETS LLC	166555	Fund FG-TRO, a series of Forge Investments, LLC	1763646	05/28/2020	D/A	$992,409	$992,409

63,618 Results

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