Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| RICHARD JAMES MELNICK | 4399110 | COLI VUL-10 SERIES ACCOUNT | 1384814 | 12/09/2009 | D/A | Indefinite | $992,779 |
| CLARK SECURITIES, INC. | 43803 | COLI VUL-10 SERIES ACCOUNT | 1384814 | 12/09/2009 | D/A | Indefinite | $992,779 |
| RYAN MICHAEL FEIT | 4997878 | snapCard, Inc. | 1624981 | 11/17/2014 | D/A | $1,702,562 | $992,636 |
| AARON WILL KELLNER | 5696935 | snapCard, Inc. | 1624981 | 11/17/2014 | D/A | $1,702,562 | $992,636 |
| AMEET ARUN PADTE | 6008587 | snapCard, Inc. | 1624981 | 11/17/2014 | D/A | $1,702,562 | $992,636 |
| NORTH CAPITAL PRIVATE SECURITIES CORPORATION | 154559 | snapCard, Inc. | 1624981 | 11/17/2014 | D/A | $1,702,562 | $992,636 |
| CORINTHIAN PARTNERS, L.L.C. | 38912 | NEUROONE MEDICAL TECHNOLOGIES Corp | 1500198 | 02/27/2019 | D/A | $10,000,000 | $992,500 |
| PAULSON INVESTMENT COMPANY LLC | 5670 | NEUROONE MEDICAL TECHNOLOGIES Corp | 1500198 | 02/27/2019 | D/A | $10,000,000 | $992,500 |
| MARK STUART FINCKLE | 2650476 | NEUROONE MEDICAL TECHNOLOGIES Corp | 1500198 | 02/27/2019 | D/A | $10,000,000 | $992,500 |
| MOHAMMAD JAINAL BHUIYAN | 5344937 | NEUROONE MEDICAL TECHNOLOGIES Corp | 1500198 | 02/27/2019 | D/A | $10,000,000 | $992,500 |