Form Ds provide information on individual, unregistered securities offerings.
Search by Recipient Name or Primary Issuer:
| Recipient | CRD | Primary Issuer | CIK | Filing Date | Form Type | Total Offering Amount | Total Amount Sold |
|---|---|---|---|---|---|---|---|
| SOURCE CAPITAL GROUP, INC. | 36719 | Better ATM Services, Inc. | 1500606 | 08/02/2012 | D | $1,300,000 | $995,000 |
| JOHN ALLEN RAMEY | 2925055 | Efficient U.S. Funds, LLC | 1631475 | 03/28/2016 | D/A | Indefinite | $994,743 |
| RICHARD ALAN SINGER | 425203 | Efficient U.S. Funds, LLC | 1631475 | 03/28/2016 | D/A | Indefinite | $994,743 |
| D.H. HILL SECURITIES, LLLP | 41528 | Efficient U.S. Funds, LLC | 1631475 | 03/28/2016 | D/A | Indefinite | $994,743 |
| MICROVENTURE MARKETPLACE INC. | 152513 | MVP ES FUND XCIII LLC | 1865443 | 06/02/2021 | D | $2,000,000 | $994,000 |
| EQUITYZEN SECURITIES LLC | 281820 | EquityZen Growth Technology Fund LLC - Series 932 | 1875820 | 09/22/2021 | D | $993,860 | $993,860 |
| GLOBAL RESOURCE INVESTMENTS, LTD. | 35878 | Metal Bank Ltd | 1687208 | 10/21/2016 | D | $993,686 | $993,686 |
| MICROVENTURE MARKETPLACE INC. | 152513 | Biomeme Inc | 1596481 | 01/29/2014 | D | $1,900,000 | $992,799 |
| CARLOS ALBERTO HUERTA | 3042039 | COLI VUL-10 SERIES ACCOUNT | 1384814 | 12/09/2009 | D/A | Indefinite | $992,779 |
| JEREMY S KNOBEL | 4315867 | COLI VUL-10 SERIES ACCOUNT | 1384814 | 12/09/2009 | D/A | Indefinite | $992,779 |