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Broker-Dealers on SEC Form D

Form Ds provide information on individual, unregistered securities offerings.

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Displaying 21-30 out of 63,618 results
Recipient CRD Primary Issuer CIK Filing Date Form Type Total Offering Amount Total Amount Sold
TAGLICH BROTHERS, INC.29102AIR INDUSTRIES GROUP100989111/08/2013D$997,500$997,500
JOSEPH ENDOSO44685036Linqto Liquidshares LLC184135606/06/2022D$996,755$996,755
RAINMAKER SECURITIES, LLC132995Linqto Liquidshares LLC184135606/06/2022D$996,755$996,755
LAIDLAW & COMPANY (UK) LTD.119037Eleven Biotherapeutics, Inc.148500304/05/2018D$996,016$996,016
ADAMS, HARKNESS & HILL, INC.1020Western Uranium Corp162190608/23/2018D$1,837,887$995,828
BENCHMARK INVESTMENTS, INC.103792INVESTX SERIES (BM-EPG), A SERIES OF INVESTX MASTER LLC190957603/03/2022DIndefinite$995,300
KINGSWOOD CAPITAL PARTNERS, LLC288898INVESTX SERIES (BM-EPG), A SERIES OF INVESTX MASTER LLC190957603/03/2022DIndefinite$995,300
MSC - BD, LLC142927WEALTH CAPITAL FUND LLC143871004/20/2010D/A$100,000,000$995,000
FIRST LIBERTIES FINANCIAL14432PIXEL VELOCITY INC137506905/14/2014D$10,000,000$995,000
NORTH CAPITAL PRIVATE SECURITIES CORPORATION154559RealtyShares 230, LLC167642307/18/2016D$995,000$995,000

63,618 Results

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